Procedures

Members of the Barbados Stock Exchange should consult the following Rules and Forms containing information about the BSE’s listing, trading, clearing and settlement processes.

---

Rules

• Rules of the Barbados Stock Exchange Inc.
• Rules of the International Securities Market of the Barbados Stock Exchange.

GUIDELINES

• BSE Corporate Governance Recommendations for Listed Companies
• BSE Insider Trading Guidelines for Listed Companies

Forms – BSE & BCSDI

• BSE Listing Information Package
• BSE Bond Transfer Form
• Emera Deposit Receipt Surrender Form
• BCSDI Address Change Form
• BCSDI Warrant Address Change Form
• BCSDI Pledge Form
• BCSDI Nominee Transfer Form

Forms – ISM

Trading Members

• Appendix 1A – Application for Membership of the ISM

Clearing Agents

• Appendix 3 A – Application for participation in the BCSDI as a Clearing Agent
• Appendix 3 B – Application to clear and settle ISM securities through BCSDI
• Appendix 3 C – Global Master Securities Lending Agreement

Issuers

• Appendix 4 A – Listing Application Procedures
• Appendix 4 B – Application for Listing Form – Equities Securities
• Appendix 4 C – Application for Listing Form – Investment Funds
• Appendix 4 D – Application for Listing Form – Debt Securities
• Appendix 4 E – Issuer’s Declaration Form
• Appendix 4 F – Director’s Personal Declaration Form
• Appendix 4 H – Listing Agreement

Listing Sponsors

• Appendix 6 A – Application Form for Approval as a Listing Sponsor
• Appendix 6 B – Listing Sponsor’s Review and Recommendation Declaration Form