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Listing Sponsors

International Securities Market

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Prospective Issuers may select from the following approved Listing Sponsors:

    


The Role

Your Listing Sponsor will:

  • Educate you on the initial and ongoing listing requirements
  • Co-ordinate legal due diligence and ensure compliance with applicable rules
  • Manage communication with the Stock Exchange and the Financial Services Commission (FSC)
  • File your Listing Application Form with the Exchange and your Registration of Securities with the FSC; and
  • Provide ongoing advice and support throughout the life of your listing.

Registration Documents

LISTING SPONSOR APPROVAL

An applicant for approval as a Listing Sponsor on the ISM must file a completed “Application Form for Approval as a Listing Sponsor” with the Barbados Stock Exchange.

This form can be found under Appendix 6A of the Definitive Guide to Being a Listing Sponsor on the International Securities Market.

 

LISTING SPONSOR’S REVIEW AND RECOMMENDATION

Upon the completion of due diligence for a prospective listing by an Issuer, a Listing Sponsor must submit a completed “Listing Sponsor’s Review and Recommendation Declaration Form” with the Barbados Stock Exchange.

This form can be found under Appendix 6B of the Definitive Guide to Being a Listing Sponsor on the International Securities Market.

 

 

 


For more information, please consult the following:

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