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Listing Sponsors

Prospective Issuers may select from the following approved Listing Sponsors:

    


The Role

Your Listing Sponsor will:

  • Educate you on the initial and ongoing listing requirements
  • Co-ordinate legal due diligence and ensure compliance with applicable rules
  • Manage communication with the Stock Exchange and the Financial Services Commission (FSC)
  • File your Listing Application Form with the Exchange and your Registration of Securities with the FSC; and
  • Provide ongoing advice and support throughout the life of your listing.

For more information on the role of Listing Sponsors, click HERE.


The Mandate

It is expected that listing sponsors shall operate with integrity, competence and capability, and financial soundness.


Review Timeline

The ISM’s Executive Committee is committed to reviewing all ISM Listing Sponsor Application Forms within 2 weeks of submission.


Registration Documents

LISTING SPONSOR APPROVAL

An applicant for approval as a Listing Sponsor on the ISM must file a completed “Application Form for Approval as a Listing Sponsor” with the Barbados Stock Exchange.

This form can be found under Appendix 6A of the Definitive Guide to Being a Listing Sponsor on the International Securities Market.

 

LISTING SPONSOR’S REVIEW AND RECOMMENDATION

Upon the completion of due diligence for a prospective listing by an Issuer, a Listing Sponsor must submit a completed “Listing Sponsor’s Review and Recommendation Declaration Form” with the Barbados Stock Exchange.

This form can be found under Appendix 6B of the Definitive Guide to Being a Listing Sponsor on the International Securities Market.

 

 

 


For more information, please consult the following:

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